JP MORGAN CHASE BANK, N.A SEI PRIVATE TRUST COMPANY STATE STREET BANK AND TRUST CO. Bank Locations SWIFT Code Routing Number Bank Holidays Mortgage Calculator Loan Calculator Auto Loan Calculator. It will receive a 94% equity interest in a new joint venture, Apex Clearing Holdings LLC, which will be managed . 101) pension financial services inc. canadian execution 906) penson financial services worthless securities 1056) seton secs grp inc dorsi trding 1 959) seton secs grp market making 1059) silicon valley conne trust pearlasia gamboa ttee 221) sterne agee & leach inc. 364) tera nova trading llc 154) ubs ag zurich a/c a/c sec ops/abacus netting Process Improvement Consultant at Penson Financial Services. The Company also provides crest sponsored . Telephone: (415) 409-1531 . Penson Worldwide (NASDAQ: PNSN) today announced net revenues of $71.1 million and a net loss of $7.4 million, or ($0.29) per share, for the second quarter ended June 30, 2010. motion for entry of order granting relief from stay - page 1 745702.1/spa/22777/0101/061510 7799970.2/sp/39446/0102/040416 in the united states bankruptcy court Vice President at Penson Financial Services Englishtown, New Jersey, United States 17 connections. The statutory and summary prospectuses contain this and other important information about the investment company and may be obtained by calling (888) 839-7424, or visiting www.empiricfunds.com. Ridge Clearing & Outsourcing Solutions, Inc. The warehouse code for the Wynne, AR facility is 8069. PIMCO / Allianz Funds) PIMCO Institutional (A.K.A. - Penson Financial Services - Penson Financial Services Inc. - Peoples Bank National Association - People's Securities Inc - Peoples United Bank - Pershing LLC . Search for other Financial Services in Irving on The Real Yellow Pages®. Dallas, TX 75201 . College. PGIM Investments (A.K.A. Thomson Investor . This brochure has been prepared to explain some of the basic procedures for customers of an introducing brokerage firm using the facilities of Apex Mesirow Financial, Inc. Penson Financial Services Pershing Choice Platform ProFunds Distributors, Inc. Ridge Clearing & Outsourcing Solutions Robert W. Baird & Co. Romano Brothers and Company SAMCO Capital Markets Smith Moore & Company Sungard Institutional Brokerage Inc. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have lots of information about Steve: religious views are . The approval notice has been attached hereto as Exhibit A. The report looks at the services offered to broker/dealers by clearing brokers, and guides broker/dealers in evaluating fully disclosed clearing alternatives in a disciplined, process-driven manner. Penson Worldwide, Inc. (NASDAQ: PNSN) today announced that its U.S. securities clearing subsidiary, Penson Financial Services, Inc. (PFSI), and Ridge PFPC. Penson Financial Services Penson Inc. Penson Financial Services, Inc. penson financial services, inc. 1700 pacific avenue - suite 1400, dallas, tx 75201 . Phoenix Portfolio Advisor (Annuity) PIMCO Retail Funds (A.K.A. The Statement of Claim asserts several bases of liability against the Arbitration To Penson: Penson Financial Services, Inc. 1700 Pacific Avenue, Suite 1400 . Consultant at Penson Financial Services is presently Steve's occupation. Ridge Clearing & Outsourcing Solutions, Inc. (#0158) will undergo a back office consolidation. Steve Mologousis's birthday is 10/22/1964 and is 57 years old. TOP banks in USA. Former Business Analyst at Ridge Clearing. Studied at University of Massachusetts Amherst. - Ridge Clearing & Outsourcing - Rim Securities - Robert W. Baird & Co. - Rockland Trust Company - Royal Alliance (" Ridge U.K. ") and Penson Financial Services Ltd. (" Penson U.K. ") have entered into that certain Schedule A (United Kingdom) Service Bureau Schedule to the Master Services Agreement, dated as of November 2, 2009 (" U.K. MSA Schedule " and the U.S. MSA Schedule, Canada MSA Schedule and U.K. MSA Schedule, collectively the " MSA . As a result, effective with the close of business on June 25, 2010, Ridge Clearing & Outsourcing Solutions, Inc. (#0158) and its additional account # 0220, will become additional accounts of Penson Financial Services, Inc. (#0234). Pershing InfoDirect. 214-492-2657. Pershing InfoDirect. Broadridge Business Process Outsourcing is an independent, wholly-owned subsidiary of Broadridge Financial Solutions, Inc. and is a registered Broker-Dealer with the SEC and member of both FINRA and SIPC. In today's volatile market environment, a thorough understanding potential clearing providers is an important component of a broker/dealer's . With a copy to: Morgan, Lewis & Bockius LLP . Lake Success, New York - June 28, 2010 - Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the successful completion of the previously announced sale of the contracts of substantially all of the securities clearing clients of its subsidiary, Ridge Clearing & Outsourcing Solutions, Inc. ("Ridge"), to Penson Financial Services, Inc. ("PFSI"), a subsidiary of Penson . August 2002 - June 2010. Phoenix Portfolio Advisor (Annuity) PIMCO Retail Funds (A.K.A. for the issuance of up to 306 warehouse receipts. Erwin-Keith Inc. has designated Penson Financial Services as its clearing agent. Review This Business Detail information Company name. (" Ridge U.K.") and Penson Financial Services Ltd. (" Penson U.K.") have entered into that certain Schedule A (United Kingdom) Service Bureau Schedule to the Master Services Agreement, dated as of November 2, 2009 (" U.K. MSA Schedule" and the U.S. MSA Schedule, Canada MSA Schedule and U.K. MSA Schedule, collectively the " MSA Schedules" and . The claim was filed against brokerage SAMCO Financial Services, SAMCO brokers Jamie Solow and Bruce Tucker, clearing broker Penson Financial Services and Penson chairman Roger Engemoen Jr. SAMCO and Penson had substantial overlapping ownership but operated independently. Penson Financial Services-Aquired Ridge Clearing's client contracts 2010-2012 Aug 2002 - Jun 2012 9 years 11 months. Rating. Penson Financial Services, Inc. 1700 Pacific Avenue, Suite 1400, Dallas, TX 75201 6/9/2005 Perelman-Carley & Associates, Inc. Twin Towers 3000 Farnam Street, Omaha, NE 68131 1/13/1989 Perkins Coie, LLP 1201 Third Ave., Suite 4800, Seattle, WA 98101 8/22/2004 Pershing LLC One Pershing Plaza, Jersey City, NJ 07399 12/4/1985 Penson Worldwide Inc - PENSON WORLDWIDE, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 3, 2009 8.0% Convertible Senior Notes due 2014. Apex Clearing Corporation / c/o Penson Financial Services, Inc. / 1700 Pacific Avenue, Suite 1400, Dallas, Texas 75201 CUSTOMER INFORMATION BROCHURE . Lighthouse Financial is a registered member of FINRA, MSRB, ISE, NFA, SIPC and NASDAQ OMX PHLX. Penson Financial Services, Inc. Penson Financial Services 212-382-2080 . Broadridge will receive approximately $60-$70 million in compensation from the sale in the form of $20-$25 million of Penson equity and a subordinated note from Penson. after adding the short sale proceeds I had 170%. Matt Pittman, director of enterprise systems for Penson Financial Services, implemented a disaster recovery plan for the Dallas company to be able to offer rapid recovery to its financial clients . When Broadridge Financial Solutions Inc.'s sale of its Ridge business to Penson Financial Services Inc. closes later this year, it will make Penson Financial the nation's second-largest clearing firm. share financial services, inc. 15770 dallas parkway, suite 860, dallas, tx 75248. 1400 . If you require any additional information, please contact the undersigned at (312) 930-8167 or via e-mail Member FINRA, NYSE and SIPC . The Exchange is also proposing to accept Apex Clearing's assumption of all of the existing clearing agreements and arrangements currently in effect between Penson Financial Services Inc. ("PFSI") and various other NYSE member organizations by execution of a global agreement thereto. San Francisco Bay Area Consultant at Doshi Consulting Solutions, Inc. Financial Services Education Notre Dame de Namur University 1993 — 1995 San Jose State University Experience Doshi Consulting Solutions, Inc. June 2012 - Present Penson Financial Services June 2010 - June 2012 Ridge Clearing & Outsourcing Solutions, Inc April 2007 - June . Penson Financial Services . Thank you, Apex Clearing Corporation . Get reviews, hours, directions, coupons and more for Penson Financial Services at 6363 N State Highway 161, Irving, TX 75038. 6363 North State Highway 161. Kristen J Pieranunzi and Kristen J Mologousis are some of the alias or nicknames that Kristen has used. Penson Financial Services Ltd. provides securities execution, clearing, custody, and settlement services to broker dealers and private client asset. Steve also answers to Steven G Mologousis and Steve G Mulogousis, and perhaps a couple of other names. Read it carefully before investing. Retirement Plan Service Corp. Ridge Clearing and Outsourcing Solutions, Inc. Phoenix American Hospitality. Class of 2001. The Company's line of business includes providing services to security or commodity holders, brokers, or dealers. Browse Plaintiffs Penson Worldwide, Inc. ("PWI") and Penson Financial Services, Inc. ("PFSI") (each a "Plaintiff" and collectively, the "Plaintiffs"), debtors and debtors in possession in the above-captioned chapter 11 cases, by and through their undersigned dillon & co llc pfsi penson financial services pfsm princor finl svs corp pfsq thomaslloyd capital llc pgsl prudential bache securities, llc phco phillips & company securities inc. phdc phd capital phin philadelphia investors, ltd. phnx franklin christopher investment bankers, phrs US Bancorp UBS William Blair & Company People on the Move . Previously city included Countryside IL. Ridge Clearing and Outsourcing Solutions, Inc. 4 Octeg, LLC Octeg, LLC 8 Pershing LLC Pershing LLC 8 Puma Capital, LLC Ridge Clearing and Outsourcing Solutions, Inc. 5 Robert W. Baird & Co. PIMCO / Allianz Funds) PIMCO Institutional (A.K.A. Penson Worldwide Inc. said that it expects its U.S. securities-clearing subsidiary, Penson Financial Services Inc., to begin serving accounts of Ridge Clearing and Outsourcing Solutions Inc. on or . Pershing. User Comments: "I shorted QQQQ; had 70% of the short value in my account in cash, i.e. Not Rated . Perception Software Perigon Solutions Pertexo Systems AB Petrobras - Petróleo Brasileiro S.A. PETROLEO BRASILEIRO Pfizer Photronics, Inc PKL Plato Group Point Secure Power Health Solutions PowerNet Global Communications Premier Data Services Prima Solutions Primeton Technologies, Ltd. Notes: "A division of Regal Securities, Inc." Clears through Penson Financial Services. penson financial services, inc./ridge, penson financial services sano inves, penson financial services track data, stichting shell pensioenfonds, valic company i, worldwide transactions limited, fidelity management trust company, custodian, and timothy l. o'rourke, beneficiary, timothy l. o'rourke ira, bellsouth/alliance, and MSCS Financial Services, LLC Multi-Financial Securities Corporation . MSCS Financial Services is a division of Broadridge Business Process Outsourcing, LLC. Company Description: Penson Financial Services, Inc. is located in Dallas, TX, United States and is part of the Activities Related to Credit Intermediation Industry. Attn: General Counsel . The Exchange is also proposing to accept Apex Clearing's assumption of all of the existing clearing agreements and arrangements currently Start Printed Page 34446 in effect between Penson Financial Services Inc. ("PFSI") and various other NYSE Arca ETP Holders and OTP Holders by execution of a global agreement thereto. Lighthouse Financial offers clients access to electronic execution and clearing services through Goldman Sachs Execution & Clearing, L.P., Penson Financial and Ridge Financial. Previously, Troster held senior positions with Texas Capital Bank, Apex Clearing Corporation and Penson Financial Services. Penson, based in Dallas, Texas, agreed to sell Penson Financial Services Australia to BNY Mellon's Pershing unit for $32m, the first in an anticipated series of sales of overseas units. At Pension Financial Services, we have the best people to help businesses create and maintain retirement plans that are right for the company, the owners, and the employees. SVP, Global Market Data Services at Penson Worldwide, Inc. is presently Kristen's occupation. Thomson Investor . penson financial services, inc. pffi profinancial, inc. pffr m.m. USA v. Metter et al MOTION to Amend/Correct Forfeiture Order And Shareholders' Claim To Forfeited Stock SWIFT Code in US | P. TOP Banks in US - SWIFT Code BROWN BROTHERS HARRIMAN AND CO. INFOMEDIARY CITADEL INVESTMENT GROUP, L.L.C. PFPC. Photos . June 2010 - Present. Exhibit C. 10. WHEREAS, in connection with that certain Asset Purchase Agreement, dated November 2, 2009, (as amended, the "Asset Purchase . Lighthouse Financial offers clients access to electronic execution and clearing services through Goldman Sachs Execution & Clearing, L.P. and Penson Financial. The headings in this Agreement . Penson Financial Services 0234 People's Securites 0158 Pershing Advisor Solutions 0443 Piper Jaffray & Co. 0311 Private Client Group 0141 Pruco Securiries 0141 Raymond James & Associates 0725 RBC Dain Rauscher 0235 Richards, Merrill & Peterson 8192 Ridge Clearing & Outsourcing 0158 Robert W. Baird & Co. 0547 Rydex 0226 Kristen Mologousis currently lives in Burr Ridge, IL; in the past Kristen has also lived in Darien IL and Melrose Park IL. Washington, DC 20004-2541 . INDENTURE dated as of June 3, 2009 between Penson Worldwide, Inc., a Delaware corporation, as issuer (hereinafter sometimes called the "Company", as more fully set forth in Section 1.01) and U.S. Bank National Association . ASSET PURCHASE AGREEMENT, dated as of November 2, 2009 (the " Agreement "), among Penson Worldwide, Inc., a Delaware corporation (" PW "), Penson Financial Services, Inc., a North Carolina corporation and an indirect subsidiary of PW (" Buyer "), Broadridge Financial Solutions, Inc., a Delaware corporation (" Parent "), and Ridge Clearing & Outsourcing Solutions, Inc., a New . Laurel Oaks Funeral Home & Memorial Park in Mesquite, TX provides funeral, memorial, aftercare, pre-planning, and cremation services in Mesquite and the surrounding areas. High School. and obligation to Penson Financial Services, Inc., Pension Financial Services, Inc./Santander Ridge Clearing & Outsourcing Solutions, Inc. (the "Apex"). These Assignment and Assumption Agreements are actual legal documents drafted by top law firms for their clients. Irving TX 75038-2269. Incorporated Robert W. Baird & Co. efutures, wolcott & lincoln division, service asset management company, penson ghco, penson futures, a division of penson financial services, inc.… CRD#: 25866 /SEC#: 8-42095 PR Penson Financial Services, Inc./Apex Clearing Corporation (f/k/a Ridge Clearing & Outsourcing & Solutions, Inc.) This is to inform you that effective with the close of business on June 5, 2012 (the "Effective Time"), The Depository Trust Company ("DTC") Participant Penson Financial Services, Inc. ("PFS") (Account Penson Financial Services, Inc. Penson paid Broadridge approximately $35.2 million for the approximately 100 new correspondent contracts, which add to Penson s existing count of 297 correspondents as of March 31, 2010. Lighthouse Financial is an operating subsidiary of Lighthouse Global Partners, LLC. Webull Financial LLC is a member of the Financial Industry Regulatory Authority , Securities Investor Protection Corporation , The New York Stock Exchange , NASDAQ and Cboe EDGX Exchange, Inc . 1700 Pacific Avenue, Ste. Phoenix American Hospitality. Financial Services . Results included $7 . Cahill represented Broadridge Financial Solutions, Inc. in the sale of its wholly owned broker-dealer subsidiary, Ridge Clearing & Outsourcing Solutions, Inc. ("Ridge"), to Apex Clearing Holdings LLC ("Apex Holdings"), a new entity formed by Penson Financial Services, Inc., the U.S. broker-dealer subsidiary of Penson Worldwide, Inc . 2144922657. Has a "processing fee" for pink sheet and bulletin board stocks. Attn: Steven W. Stone (f) Headings. Broadridge sold its Ridge subsidiary to Penson Financial Services, Inc., a subsidiary of Penson Worldwide Inc. (Penson), for net proceeds of $35.2 million consisting of a $20.6 million five-year note from Penson plus common stock equal to 9.5% of total outstanding shares in Penson. Send Flowers Subscribe to Obituaries (972) 288-4663 Apex Clearing Corporation . A copy of the Statement of Claim is attached hereto as . Payment took the form of Penson issuing Ridge: (1) 2.46 million shares of common stock Penson Financial Services Inc Penson Financial Services, Inc. was founded in 2000. banking@penson.com with any questions. Matt Pittman, director of enterprise systems for Penson Financial Services, implemented a disaster recovery plan for the Dallas company to be able to offer rapid recovery to its financial clients . Results included $7 . TORONTO, Ontario, May 27, 2011 - Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that Penson Financial Services Canada Inc. is now operating live on Broadridge Canada's Brokerage Processing Services (BPS®) solution and investor communication solutions for its securities processing and brokerage accounting businesses.In addition to these solutions, Broadridge is also . When Broadridge Financial Solutions Inc.'s sale of its Ridge business to Penson Financial Services Inc. closes later this year, it will make Penson Financial the nation's second-largest clearing firm. Webull Financial LLC is a member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). See All Photos. Page 3 . This Master Services Agreement (this "Master Services Agreement"), dated as of November 2, 2009 (the "Effective Date"), is made and entered into by and between Penson Worldwide, Inc. ("Penson") and Broadridge Financial Solutions, Inc. ("Broadridge"). Went to Beach Channel High School. Penson Financial Services, Inc. has 447 total employees across all of its locations and generates $30.78 million in sales (USD). Join to Connect Penson Financial Services . 1. Broadridge announced a definitive agreement to the clearing contracts of Ridge to Penson Financial Services, Inc., a subsidiary of Penson Worldwide Inc. (Penson). New York, New York Held responsibility for implementing new products to . Penson Worldwide (NASDAQ: PNSN) today announced net revenues of $71.1 million and a net loss of $7.4 million, or ($0.29) per share, for the second quarter ended June 30, 2010. 9015 mountain ridge drive, suite 250, austin, tx 78759 plainscapital securities, llc . Category. 1111 Pennsylvania Ave., NW . Telephone: (202) 739-3000 . Apex Clearing Corporation . 2144922654. 546 5th Ave., New York , NY 10036 UNITED STATES $ Penson Financial Services . parsec financial management inc. partner fund management lp; pasco investment advisors; paul scherer and company; paypal inc. pb capital corporation 2 branches; penson financial inc. 2 branches; penson financial services; perigon wealth management llc. Director - Relationship Management @ Penson Financial Services; Director-Relationship Management @ Ridge Clearing & Outsourcing Solutions, Inc. see more Vice President-Account Management @ Banc of America Securities; Institutional Equity Clerk-American Stock Exchange @ Pershing; Listed Equity & Option Trade Support @ Pershing Mesirow Financial, Inc. Penson Financial Services Pershing Choice Platform ProFunds Distributors, Inc. Ridge Clearing & Outsourcing Solutions Robert W. Baird & Co. Romano Brothers and Company SAMCO Capital Markets Smith Moore & Company Sungard Institutional Brokerage Inc. Treasury Curve LLC US Bancorp UBS Financial Services Prudential Mutual Funds) Phillips Edison and Company. Penson Financial Services, however, will remain a fixture in the clearing business. Peoples Bank and Trust Co, The Perelman-Carley & Associates, Inc. Pershing Advisor Solutions . No searches yet. Prudential Mutual Funds) Phillips Edison and Company. Performance Trust Asset Management. Penson Financial Services, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201 Pershing LLC One Pershing Plaza Jersey City NJ 07399 Pinnacle Brokerage Services, LLC 4053 Arbour Circle Lafayette Hill PA 19444 Pointe Capital, Inc. 4800 T-Rex Avenue Suite 100 Boca Raton FL 33431 Incorporated 7 Seton Securities Group, Inc. Jefferies & Co., Inc. 4 StockCross Global Penson Financial Services, Inc. 4 Dallas, Texas 75201 : 12-06-39 -Daily Operations Notice : June 29, 2012 : Penson Financial Services. Pershing. PGIM Investments (A.K.A. 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